Financial Advisor Marketing Programs

Financial Advisor Marketing Programs

Is Your Marketing Sending The Right Message?

What Marketing Programs Work Best for Financial Advisors?

With proper marketing planning and strategy, advisors can target prospects, convert leads, and turn existing customers into regular sources of referral tracking.

Digital marketing is crucial to being competitive in today’s market. But don’t forget to market your business the old-fashioned way, with direct mail and physical advertisements in your local community.

To neglect traditional marketing programs for financial advisors is to disengage from your community. Use traditional marketing planning and strategy for both lead generation and client retention.

The best laid marketing programs for financial advisors have a deliberate mix of educational content, diverse media, and personalized messaging.


Does your Marketing have what it takes?

Financial advisors need to deliver content that adds value to capture customers’ attention in any market. Thoughtful touches like holiday greetings are a great place to start, but messages that educate, inform, or entertain will have even more impact.

C2P equips advisors with customizable creative content built by skilled industry experts. This includes seminars, videos, images, and website content designed to deliver the “wow” factor that can prompt high-net-worth to get in touch for holistic planning services.

We also make it easy to deploy this creative content at scale through powerful marketing automation.

What Makes an Effective Financial Marketing Strategy?

The right marketing strategy deploys the right content at the right time. Top advisors do this by creating a marketing strategy that makes a memorable customer journey with the following principles: 

Deliver Engaging Content: 

Engaging marketing content gives customers multiple opportunities to engage with your brand. For example, The Bucket Plan® gives financial advisors an easy method to showcase how the markets affect different products in their client’s portfolio. This offers clients an easy way to refer your services to their network when discussing updates in the market with their friends and family. 

Ensure Compliance: 

Like many other financial professionals, advisors are restricted in how they can market by the SEC. Any marketing strategy must consider all compliance aspects and ensure proper tracking to enable innovation without risk. 

Create a Scalable Process: 

A great marketing strategy goes beyond attracting new leads to your company. It creates a process that takes a prospect to a happy customer in the most expedited manner that can be repeated again and again.  

Why is Digital Marketing Important for Financial Advisors?

Building your web presence is the first step toward a robust digital marketing plan. But once you’ve crafted the perfect website and created an engaging social media presence, what comes next?
How do you continue developing your marketing planning and strategy to grow your business more efficiently?
Understanding your target audience will allow you to create content tailored to the needs of your prospective clients.
marketing programs for financial advisors diagram

Does Direct Marketing Work for Financial Advisors?

Invest in your community by sponsoring a youth sports team or buying ad space in local newspapers. Become a pillar of your community so that everyone nearing retiring age knows your name.
You can also use direct marketing programs for financial advisors to advertise your virtual and in-person seminars and keep your clients updated on changes in the market, economy, legislation, etc.
The holidays are the perfect time to send direct mail to both existing clients and leads. People love getting small gifts or greeting cards in the mail. A handwritten note adds a personal touch that other financial advisors lack. When you build your authority and credibility as an expert in your field, your target audience will put more trust in you.

How Can Financial Advisors Get the Best Referrals?

Are you looking for a growth-minded approach to getting new client recommendations and tracking referrals?

Financial advisors’ most accomplished marketing programs utilize their best resource—happy customers. When you delight your clients, they will tell their friends. So it’s essential to have a system in place for referral tracking.

As a financial advisor, you have a unique advantage that makes it easy to request referrals.  That is why the best time to request a new client referral is after your current client’s first retirement distribution. At this time, your clients get to experience the real benefits of putting their investments into your hands.

Are You Ready To Grow As A Financial Advisor?

A Marketing Plan for Financial Advisors

Let our digital marketing experts help you develop your business, brand, and even your team! Our affiliate advisors gain access to a team of financial marketing professionals that help them build their business.

Each of our advisors receive one-on-one holistic marketing approach that empowers them to deliver better holistic financial advice to their clients.  

The goal of C2P marketing planning and strategy is to guide each advisor with customizable collateral that boosts their competitive edge.  This helps our advisors keep their prospects and customers engaged-effortlessly. 

Financial Advisors Need the Right Marketing Strategy to Scale their Business

Marketing strategies for financial advisors guide each prospect through the sales funnel from prospect to paying customer.

The marketing plan is a working document that you should review and revise on a regular basis and make easily accessible to employees for reference. Marketing strategies for financial advisors should include detailed information about policies, procedures, and approved content.

First, prospects give you their contact information to access a piece of gated content you have produced. This takes them from the prospect stage of the buyer’s journey to the lead stage.

Next, leads move further through the sales funnel as both the marketing and sales departments qualify them. You continue to provide them with valuable content and allow them to get to know you and your business better until they feel comfortable enough to schedule a call or meeting.

Finally, you hand them off to sales and let the closers convert them into happy customers.Download our free Advisor Guide: 10 Ways to Get More Prospects

The most successful marketing strategies for financial advisors are SMART, which stands for:


  • Select specific themes that your audience is interested in learning more about
  • Analyze how your content performs and measure the conversion rate
  • Set attainable milestones and objectives to move the needle forward
  • Tailor your content so that it is relevant to your clients
  • Choose timely topics related to what is happening in the market

What Marketing Strategies Can Financial Advisors Implement Right Now?

While there are many different marketing strategies that financial advisors can implement to grow their business, there are 5 strategies that can have the most significant impact without a significant upfront investment of time or capital. These include:

Take the Time to Learn About Your Prospects’ Needs

Build your customer personas. What factors or traits make up your ideal customer? Answering this question helps wealth professionals understand their customers deeper. With this understanding, advisors can concentrate their efforts on more relevant and personalized content to better relationships with existing customers and attract leads that are more likely to convert. Write out a bio on your ideal customers; this exercise will help you understand them better.

Understand your target audience. Segment your target audience into 3-5 personas and use hyper-targeted messaging to alleviate those personas’ pain points. After leads become clients, they should receive one-on-one advice tailored to their specific needs. Keep in mind: no matter how targeted you get with your digital marketing, you can never fully control who sees your content.

Ask for Referrals and Have a Plan for When You Get Them

The most accomplished marketing programs for financial advisors utilize their best resource—happy customers. When you delight your clients, they will tell their friends.

So, it’s essential to have a system in place for requesting and tracking referrals. Make it known to your customers that you are a valuable resource for both them and their loved ones. Package your pitches into easily repeatable, exciting stories that your clients can tell their friends over cocktails at a charity event and watch those referrals start to trickle in. Offer your services to their friends and family.

Additionally, you should be investing in your local communities. Sponsor a youth sports team or buy ad space in local newspapers. Become a pillar of your community so that everyone nearing retiring age knows your name.

Looking for additional marketing resources? Click here to watch our on demand marketing seminar:  Help Prospects Find Your Financial Practice Faster!

Communicate Often

In a 2019 survey, 85% of respondents said that communication style would be considered when deciding whether to retain an investment advisor.

Effective client communications are vital to developing trust and camaraderie with the clients you serve and keeping them updated on changes in the market, economy, legislation, etc.

When you build your authority and credibility as an expert in your field, your audience will put more trust in you.

The holidays are the perfect time for lead generation. People love getting small gifts or greeting cards in the mail. You can send promotional products or corporate gifts to show gratitude and stay top of mind going into the new year.

Even something as simple as a handwritten birthday card adds a personal touch that other investment advisor marketing lacks.

One advisor recalled a particular anecdote on an episode of the Rainmaker Multiplier On-Demand Podcast. The client had mentioned they were planning a trip to Tahiti for his wife’s birthday. So, the team sent them a travel book on Tahiti.

Optimize Your Website to Attract Your Ideal Client

Define your brand. Many believe brand is just another word for logo, but smart wealth professionals know that their brand is so much more. What makes your investment advisor marketing different than the rest? What problems do you solve better than any other financial practice?

Increase your brand awareness. Once you’ve built out a lead generation system, you are ready to increase your brand awareness and market your brand to the digital world. Employing the proper Search Engine Marketing (SEM) strategies will help you build the right digital brand engagements with new leads that start their customer journey off on the right foot.

Measure your results. You can analyze your efforts to see lead generation and conversion results. Metrics are crucial to learning what worked and what didn’t, so you don’t waste your valuable advertising budget on things that don’t bring in any new business.

Embrace Technology

The best marketing strategies for financial advisors embrace and adopt the latest technology to grow their business.

When COVID hit, virtual seminars became the #1 way to meet with clients and stay up-to-date on what’s happening in the industry.

Digital marketing is impossible without tech. Most CRM software companies offer free educational tools to their customers—utilize those so you can get the most out of the system you’re paying for. If you’re not happy with your current system, do some research and see if there is another SAAS product that would better fit your needs as a company.

Want to learn more about how C2P can help you market your financial advisory business? Schedule a FREE 20-minute consultation today!

Text box item sample content