Prosperity Capital Advisors

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Prosperity Capital Advisors

Prosperity Capital Advisors (PCA) is a planning-first, SEC-Registered Investment Adviser (RIA) that equips advisors with an array of fee-based financial planning and investment solutions to meet their individual clients’ unique needs.

Prosperity Capital Advisors offers advisors a full-service investment platform for turnkey asset management tools and resources to build holistic financial plans. We are custodian agnostic and provide affiliated advisors extensive support, advanced portfolio analytics and reporting, and investment product due diligence and selection.

Registered Investment Adviser (RIA) Solutions by Prosperity

Prosperity Capital Advisors works with a select group of investment adviser representatives to help them grow in their planning and investment capabilities.

Our overarching commitment is to support our affiliated advisors as they advise in the best interests of their clients. To do so, we provide turnkey financial planning processes, tools, and support to our advisors that are product-agnostic to build a plan as the foundation for all investment advice prior to product selection, including:

The Bucket Plan® Best Interest Process
The Holistic Planning Process
Financial Planning for a Fee

Holistic Financial Planning

Holistic financial planning takes a 360-degree look at the client's situation to better understand their short-term and long-term goals for both their life and their money.

Whether planning for high-net-worth clients or the average local retiree—it's about more than just bringing them the latest investment opportunity or finding the right portfolio.

A holistic financial plan offers financial advisors a solution for any individual's economic puzzle. The advisor can develop a one-of-a-kind proposal to maximize their customer's wealth, health, and happiness while minimizing any potential tax pitfalls and managing gaps in the market.

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Practice Management

Building a sustainable and lasting wealth management firm requires vision and action. With the shifting of client needs, older methods for delivering a holistic financial plan are no longer sustainable.

In order to create a business that does not require every hour of theLeadAdvisor’s attention,the business strategy should include plans to manage and build up the talent they bring in, along with a documented structure for how to guide customers through each step of the investment process.

Building a process does not only ensure that clients receive the same experience even if they are not working with the lead advisor. It also ensures that compliance reviews for best interest practices are easier to prove when the process has been well-documented

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Profitable Business Lines

What are the most profitable business lines for financial advisors and their clients?

There are tons of ways you can gain new clients and grow your business—online seminars, live events, social media, search engine optimization, television appearances, etc. And while this type of marketing certainly deserves your attention, it’s a slow process. What if you could acquire new customers almost instantly?

One sure way to do this is to incorporate different product offerings into your existing financial services business

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Marketing Programs

Let our digital marketing experts help you develop your business, brand, and even your team.

No matter how targeted you get with your digital marketing, you can never fully control who sees your content.

Each client should receive one-on-one holistic financial advice tailored to their specific needs, and that is not possible if you push products online to the masses.

The goal of your marketing planning and strategy should be to guide each individual prospect through the sales funnel.

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Work with Prosperity Capital Advisors

At Prosperity Capital Advisors (PCA), we provide more than just an investment platform. We provide solutions to simplify and solve the complex challenges and opportunities that financial planning professionals and their clients face every day.

As a registered investment adviser (RIA)organization, we’re committed to looking at the big financial picture and providing congruent and holistic services that help our customers obtain their overall financial goals and objectives.

With countless financial vehicles available today, Prosperity Capital Advisors strives to provide cohesive wealth management plans that work to identify gaps and inefficiencies to provide accurate product and portfolio recommendations. As such, financial planning is the foundational service that PCA provides.

We offer a team of highly specialized professionals focused on providing outstanding solutions to unique situations that will help develop better financial plans, including CERTIFIED FINANCIAL PLANNER™ professionals, tax professionals, insurance agents, and more.

Through affiliation with Prosperity Capital Advisors, financial planning professionals are given access to industry-leading tools, resources, and training to help you gather more assets under management and position Valor portfolios as part of a holistic financial plan.

Learn More About Prosperity Capital Advisors

To learn more about what Prosperity offers and how to work with us, visit ProsperityCapitalAdvisors.com or click hear to schedule a call.

News and Updates

June 23, 2022